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Assessments

All CQS firms are subject to the oversight of the CQS assessors & need to be prepared in case selected for assessment. In this article an in the light of the new CQS assessment regime Tracy Thompson has identified her top ten tips for CQS accredited firms.  “Say as you do….Do as you say”. Your documented policies and procedures should accurately reflect what happens in practice. Always make sure the two elements align. Ensure there is evidence available. If there’s…

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